i.
Honesty & Good Faith
Research analyst or research entity shall act honestly and in good faith.
Eight principles that bind every analyst, director, and employee of Sentinel Research — prescribed by the regulator, adopted without modification, observed without exception.
The eight principles set out below are reproduced verbatim from the Third Schedule of the SEBI (Research Analysts) Regulations, 2014, read with Regulation 24.
Sentinel Research Private Limited has adopted this Code in full and without modification. It applies to every analyst, director, employee, and contracted associate of the firm, and is read alongside our Internal Policy on conflict management, personal trading, and segregation of activities.
Each principle is binding on its own terms. None substitutes for another. Breach of any constitutes grounds for action under the firm's Internal Policy and may attract regulatory consequences under the SEBI (Research Analysts) Regulations, 2014.
Research analyst or research entity shall act honestly and in good faith.
Research analyst or research entity shall act with due skill, care and diligence and shall ensure that the research report is prepared after thorough analysis.
Research analyst or research entity shall effectively address conflict of interest which may affect the impartiality of its research analysis and research report and shall make appropriate disclosures to address the same.
Research analyst or research entity or its employees shall not engage in insider trading or front running or front running of its own research report.
Research analyst or research entity or its employees shall maintain confidentiality of report till the report is made public.
Research analyst or research entity or its employees engaged in research analysis shall observe high professional standard while preparing research report.
Research analyst or research entity shall comply with all regulatory requirements applicable to the conduct of its business activities.
The senior management of research analyst or research entity shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures.
Sentinel Research Private Limited has formally adopted this Code of Conduct in full. Every analyst, director, and employee is bound by these obligations without exception.